Regulatory Compliance Archives

Water spraying from a leak in a long outdoor pipeline, symbolising hidden inefficiencies in fund administration.

Jul

Fund Solutions, Thought Leadership No Comments

The Hidden Costs of a Bad Fund Administrator

It’s not always obvious when a fund administrator starts slowing you down. Small delays and unclear reporting often go unnoticed — until they start affecting performance, compliance, and investor trust. Here’s what that really costs over time.

Welcome Announcement Graphic for Skyler Steinke, Managing Director - USA

Apr

News & Updates No Comments

The Ascent Group Appoints Skyler Steinke as Managing Director, USA

The Ascent Group welcomes Skyler Steinke as Managing Director, USA, strengthening our US presence and enhancing support for traditional and digital asset fund managers.

Side-by-side comparison of two workspaces: on the left, a cluttered desk representing the challenges of self-administration; on the right, a clean and organized desk symbolizing the efficiency and simplicity of outsourced fund administration.

Mar

Compliance & Regulatory Updates, Fund Solutions No Comments

Fund Administration vs. Self-Administration: Which Is Right for You?

Should you manage fund administration in-house or outsource it? This guide helps you weigh the pros and cons to make the right choice.

Apr

Compliance & Regulatory Updates No Comments

FinCEN Looks To Expand AML Rules to Investment Advisers

FinCEN is addressing a significant regulatory gap by expanding the definition of “financial institution” under the Bank Secrecy Act to include Registered Investment Advisers (RIAs) and Exempt Reporting Advisers (ERAs). This change aims to close loopholes in AML/CFT oversight and strengthen the integrity of the U.S. financial system.

Apr

Compliance & Regulatory Updates, News & Updates No Comments

MAS Responds to its Repeal of the RFMC Regime

Key Details on the RFMC Regulation Changes The Monetary Authority of Singapore (MAS) has released important responses regarding the repeal of the Registered Fund Management Companies (RFMC) regulatory framework. For detailed information on MAS’s responses, please access the full document here. Transition Timeline and What You Need to Know Repeal and Transition: MAS is targeting to repeal […]

Dec

Fintech Solutions, News & Updates No Comments

Enhanced Crypto Compliance with Elliptic in Singapore

The Ascent Group is proud to announce our strategic partnership with Elliptic, the global leader in cryptoasset risk management solutions. This strategic collaboration is set to enhance our capabilities in crypto compliance significantly, particularly in developing a robust anti-money laundering framework, addressing the growing demands of the dynamic and increasingly regulated alternative investment industry. In this […]